Kevin O’Connor Named Vice President, Global Compliance at UTC

United Technologies Corporation announced the appointment of NAFUSA member Kevin O’Connor to the new role role of Vice President, Global Compliance, effective March 19, 2012. He will lead the global business practices function for UTC, charged with ensuring full implementation and compliance with the company’s code of ethics throughout the many countries in which UTC operates.

O’Connor served as the Associate Attorney General of the United States, Chief of Staff to the Attorney General, Associate Deputy Attorney General, and Chair of DOJ’s Intellectual Property Task Force. He also served as U.S. Attorney for the District of Connecticut and Senior Counsel with the SEC’s Division of Enforcement. O’Connor is a graduate of the University of Connecticut School of Law. He joins UTC from the law firm of Bracewell & Giuliani LLP, where he was a partner and chair of the white collar practice group.

Chief John King Joins Immigration Panel

Chief John King, the Chief of Police for the City of Doraville, Georgia since 2002, has joined the NAFUSA panel on immigration to be held in Atlanta on October 13, 2012. Prior to becoming chief, King served a number of assignments that included serving as a task force officer to the FBI and the DEA.

Chief King is also an Infantry Colonel in the US Army and has been deployed numerous times with his last military assignment as Senior Military Advisor to the Afghan Deputy Minister of Interior, Kabul, Afghanistan, were he assisted DOD and the FBI in the establishment of the Major Crimes Task Force focused on anticorruption and specialized investigations by Afghan investigators. Chief King is currently the Commander of the 48th Infantry Brigade Combat Team Georgia Army National Guard.

COL King has held a number of other key staff and command positions in previous assignments.  He served as commander on Company D, 1-108th Armor in Canton, Georgia during Desert Shield/Storm.  He served as commander of Troop E, 348th Cavalry and Troop E 108th Cavalry in Griffin, Georgia.  His staff assignments include Assistant S-3 Ops, 48th Infantry Brigade, and Operations Officer for 1-108th Armor.  He also served as a scout platoon leader, tank platoon leader and executive officer.

Among his decorations are the Bronze Star Medal with 1/OLC, Meritorious Service Medal (3), Army Commendation Medal (with Oak Leaf Cluster), Army Achievement Medal (with Oak Leaf Cluster), Combat Infantryman’s Badge and Combat Action Badge. Chief King was born in Mexico City and speaks fluent Spanish. He is a graduate of FBI National Academy.

Hal Hardin Named To NAFUSA Board

NAFUSA board member Veronica Coleman-Davis has submitted her resignation as a member of the board of directors, class of 2013. She has decided to return to the active practice of law in the area of juvenile representation. Coleman-Davis has long been involved with children’s issues and the issues of poverty and fairness. She expects much of her work will be pro bono and will limit her ability to participate in outside activities due to the expense. She has promised to continue to be an active member of NAFUSA. She expects to see all of us in Atlanta.

The bylaws provide that the all vacancies on the board shall be filled by the directors remaining in office. On April 16, 2012, the board appointed Hal D. Hardin of Nashville, Tennessee, shown right, to fill the Coleman-Davis vacancy. Hardin served as the United States Attorney for the Middle District of Tennessee 1977-1981, appointed by President Jimmy Carter. He has also served as a Circuit Judge, the presiding trial judge in Nashville, and, for a few cases, a special judge on the Tennessee Court of Appeals. Hardin is a professor emeritus of the Nashville School of Law. He attended the University of Tennessee Law School and holds a J.D. from Vanderbilt University Law School.

Hardin was featured in the January 2012 NAFUSA newsletter for his role in the “bipartisan coup” 33 years ago in Tennessee when outgoing governor Ray Blanton issued 52 executive clemencies, including a pardon for the son of a political friend. Hardin led the effort to force Blanton out of office an install the new governor three days early. At a forum at Vanderbilt, former governor Lamar Alexander told the story of Hardin’s role. Click here to watch an excerpt from the Vanderbilt forum where Governor Alexander discusses the role of Hal Hardin.

Update on Calls for Reform of Federal Criminal Discovery

On March 15, 2012, Nancy Gertner, a former federal judge and a Harvard Law School teacher, and Barry Scheck, co-director of the Innocence Project, published an OpEd in the Wall Street Journal entitled How to Rein In Rouge Prosecutors.

Gertner and Scheck propose what they call a “simple solution for dealing with prosecutorial misconduct”:

 Thirty days before trial, or at some reasonable time, the trial judge should convene a conference and issue a specific order directing prosecutors to produce all evidence that ‘tends to negate the guilt of the accused or mitigate the offense,’ as required by the American Bar Association’s ethics rules. This should include the requirement that prosecutors contact the relevant law-enforcement personnel to make certain all such evidence is disclosed as soon as possible.

The OpEd led to letters to the editor, including one from NAFUSA member Peter Vaira where he takes the position that the Gertner-Scheck proposal “doesn’t go far enough.” Vaira argues the need for more disclosure in the sentencing process. He concludes:

I propose that in federal cases that the court order the defense counsel to file with the court the adjustments required by the sentencing guidelines that are present in that particular case, and to direct the prosecutor to thereafter make a specific search for any material which would mitigate the application of those factors. This would include a direction to cause a search of the investigating agency or police-force’s files.

Alabama AG Luther Strange Joins Immigration Panel


Alabama’s Attorney General, Luther Strange, will join the panel on immigration issues at NAFUSA’s annual conference in Atlanta on Saturday, October 13, 2012. Strange, elected as Alabama’s 49th Attorney General, serves, among his other duties, as coordinating counsel for the Gulf States in the litigation against BP for the oil spill.

Prior to his election, Strange was in private practice in Birmingham, Alabama, where he founded Strange LLC, named one of the top firms in the Southeast for economic development. Prior to starting his own firm, he was a partner at Bradley Arant Boult Cummings LLP. He is a graduate of Tulane University Law School.

Strange will be joined on the immigration panel by moderator Charlie Savage, of the New York Times; Alexandro Mayorkas, Director of United States Citizenship and Immigration Services at DHS; and Nina Perales, President of Litigation for the Mexican Legal and Educational Fund.

Stan Twardy New Managing Partner of Day Pitney

Day Pitney LLP announced on March 28, 2012 that NAFUSA member Stanley A. Twardy Jr., a former United States Attorney for the District of Connecticut (1985-1991), has been named the firm’s new managing partner, effective April 2. Twardy also served as chief of staff for Connecticut Governor Lowell Weicker from 1991 to 1993.

As a member of Day Pitney’s White Collar Defense and Internal Investigations practice group, Twardy has defended Fortune 500 companies, executives of these companies, and others in federal and state criminal and regulatory investigations.Twardy earned his LL.M. from Georgetown University and his J.D. from the University of Virginia.

Day Pitney LLP is a full-service law firm with more than 300 attorneys in New York, New Jersey, Connecticut, Boston, and Washington, DC. The firm offers clients strong corporate and litigation practices, with experience on behalf of large national and international corporations as well as emerging- and middle-market companies and individuals.

Horowitz and Keneally Confirmed by Senate

Michael Horowitz

On March 29, 2012, the United States Senate confimed Michael E. Horowitz to be the Inspector General at the Department of Justice and Kathryn Keneally to be the Assistant Attorney General for the Tax Division. Both were nominated by President Obama in 2011 and their confirmations ended months of delay in the Senate.

Horowitz served as Chief of Staff to Assistant Attorney General (and Past President of NAFUSA) James K. Robinson in the Clinton Administration (succeeding NAFUSA Executive Director Rich Rossman, Robinson’s first Chief of Staff). Horowitz also served as Chief of Staff to Michael Chertoff, the first Assistant Attorney General for the Criminal Division in the Bush Administration. Horowitz also served on the U.S. Sentencing Commission. He leaves a partnership in the Washington, DC office of Cadwalader, Wickersham & Taft. He is a graduate of Harvard Law School.

Kathryn Keneally

Keneally has been a partner at Fulbright & Jaworski in New York, specializing in tax, white collar criminal defense and commercial litigation. She is a graduate of Fordham Law School.

Stevens Case Leads to Call for Legislative Reform

More than 100 former federal prosecutors, including many members of NAFUSA, have joined more than 125 signatories of  Call for Congess to Reform Federal Criminal Discovery (click here to read the full statement as well as review a list of all signatories to date). The Call for Reform, dated March 15, 2012, states that “we have seen a troubling number of cases involving failures to disclose evidence to the defense pursuant to Brady v. Maryland and its progeny. It cites the prosecution of Senator Ted Stevens as “most notable.”

The Call for Reform concludes:

Only federal legislation can adequately address these continued violations by federal prosecutors, creating a uniform standard for what must be disclosed and what remedies will exist for non-disclosure, and sending a strong message to the DOJ that there will be consequences when federal prosecutors violate their discovery obligations.

The legislation that we envision would do the following:

1. Provide that the scope of the prosecution’s discovery obligation extends to all information—regardless of admissibility at trial—that could reasonably be considered favorable to the defendant, with respect to pretrial motions, guilt, impeachment of witnesses, or sentencing. Requiring disclosure of all “favorable” information requires less room for interpretation on the part of the prosecutors than a materiality standard.

2. Clarify that prosecutors have an obligation to exercise due diligence in obtaining any favorable evidence, beyond what is in their possession, from other parties involved in the investigation and/or prosecution, including federal, state and local law enforcement or other agencies.

3. Require that prosecutors disclose favorable information without delay, as soon as they become aware of it, thus clarifying that the Jencks Act does not trump this disclosure requirement. If the government has legitimate objections to disclosure due to concerns about a witness’ safety, a desire to protect classified information, or other reasons, prosecutors may raise those concerns with the court, which can issue a protective order if appropriate.

4. Impose an appropriate remedy in the case of non-compliance, including exclusion of evidence or witness testimony, a new trial, dismissal of the charges, or other remedies to be determined by the court. Courts generally have the power to fashion appropriate remedies under their general supervisory powers, but this law would clarify that the court shall use that power to fashion an appropriate remedy each time a violation of the disclosure requirement has occurred.

On March 15, 2012, Senator Murkowski introduced a bill that closely mirrors the reforms called for in the statement. The Department of Justice has issued a statement expressing opposition to any legislation reforming criminal discovery practices.

Larry Finder Joins Baker & McKenzie

NAFUSA member Lawrence D. Finder will be joining Baker & McKenzie in its Houston office on April 2, 2012. Finder served as United States Attorney for the Southern District of Texas in 1993. He joined the Houston office of Haynes and Boone, LLP, where is has spent the past 18 years after leaving the US Attorney’s office.

Finder cited the depth of Baker’s international platform with 70 offices in 42 countries which will further position Finder to meet the needs of his oilfield service, energy and global logistics clients. Much of Finder’s practice consists of global elements. He will also be working with the Baker team, headed by former DAG Paul McNulty, that conducts cross-border investigations and advises clients on the international nuances of corporate governance, trade control, and compliance issues.

Finder grew up in Chicago and received his law degree at Loyola University of Chicago Law School. He plans to work out of Baker’s Chicago office a few days every month.