FINRA Dispute Resolution Seeks Arbitrators

The Financial Industry Regulatory Authority’s Office of Dispute Resolution (FINRA) is seeking to expand the depth and diversity of its arbitrator roster and are currently looking for arbitrators to serve. Their goal is to diversify the roster of arbitrators who resolve securities disputes at FINRA. FINRA believes that NAFUSA members would make excellent arbitrators.

Nicole Haynes, Associate Director, Recruitment and Training writes:

Serving as a FINRA arbitrator is a great way for your members to give back to their communities, by lending their professional knowledge and experience to the arbitration process. Industry knowledge is NOT required, and there is absolutely no cost associated with applying. Applying, training and being on the roster are all free and we cover travel costs to and from arbitrations. Other benefits include free CLE for training and honoraria ($600 per day) when attending a hearing.

 

To apply to become a FINRA arbitrator, candidates must complete the online application at http://www.finra.org/arbitration-and-mediation/apply-now. Interested candidates may email us at Arbrecruitment@finra.org if they have any questions or to request additional information.